A fresh approach to
Regulatory Advice

Regulatory

Our team has significant expertise in advising financial institutions and other financial services clients, including fund administrators, trust companies, investment managers, investment funds, banks and insurance companies on a wide range of regulatory matters including:

  • regulatory applications and notifications, including new licences, variations or cancellations of existing licences and others
  • regulatory implications of mergers, acquisitions and reorganisations, including obtaining regulatory approval for changes of ownership or control
  • economic substance requirements
  • marketing of investment products and services
  • anti-money laundering and counter-terrorist financing, including delegation, reliance on third parties and designation of compliance and money laundering reporting officers
  • anti-bribery and corruption
  • regulatory investigations
  • FATCA
  • data protection, including GDPR and local legislation
  • market abuse and insider dealing
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26 September 2018

Citywealth IFC Awards 2019

Ferbrache & Farrell are delighted to have been shortlisted as Boutique Law Firm of the Year in the Citywealth IFC Awards 2019. Obtaining this recognition in our first full year of practice is a remarkable achievement. We are...

24 November 2020

Moving Home - Our Checklist

Moving home can be a pretty daunting task. Aside from finding the perfect property to buy (and selling your own if you're not a first time buyer) there's then the removal process and the unpacking at the other end. Normally one...