A fresh approach to
Regulatory Advice

Regulatory

Our team has significant expertise in advising financial institutions and other financial services clients, including fund administrators, trust companies, investment managers, investment funds, banks and insurance companies on a wide range of regulatory matters including:

  • regulatory applications and notifications, including new licences, variations or cancellations of existing licences and others
  • regulatory implications of mergers, acquisitions and reorganisations, including obtaining regulatory approval for changes of ownership or control
  • economic substance requirements
  • marketing of investment products and services
  • anti-money laundering and counter-terrorist financing, including delegation, reliance on third parties and designation of compliance and money laundering reporting officers
  • anti-bribery and corruption
  • regulatory investigations
  • FATCA
  • data protection, including GDPR and local legislation
  • market abuse and insider dealing
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Due diligence in Guernsey corporate and financing transactions

In the current economic climate, with concerns around companies’ liquidity and trading prospects, it is more important than ever that parties looking to acquire companies or assets, or enter into investment arrangements...

14 July 2017

Recognition and Enforcement of Foreign Judgments in Guernsey

The judgments of foreign Courts cannot be directly enforced in Guernsey by way of execution. A foreign judgment may be recognised and subsequently enforced in Guernsey via: A statutory route pursuant to the Judgments...