Our team has significant expertise in advising financial institutions and other financial services clients, including fund administrators, trust companies, investment managers, investment funds, banks and insurance companies on a wide range of regulatory matters including:

• regulatory applications and notifications, including new licences, variations or cancellations of existing licences and others
• regulatory implications of mergers, acquisitions and reorganisations, including obtaining regulatory approval for changes of ownership or control
• economic substance requirements
• marketing of investment products and services
• anti-money laundering and counter-terrorist financing, including delegation, reliance on third parties and designation of compliance and money laundering reporting officers
• anti-bribery and corruption
• regulatory investigations
• FATCA
• data protection, including GDPR and local legislation
• market abuse and insider dealing