A fresh approach to
Regulatory Advice

Regulatory

Our team has significant expertise in advising financial institutions and other financial services clients, including fund administrators, trust companies, investment managers, investment funds, banks and insurance companies on a wide range of regulatory matters including:

  • regulatory applications and notifications, including new licences, variations or cancellations of existing licences and others
  • regulatory implications of mergers, acquisitions and reorganisations, including obtaining regulatory approval for changes of ownership or control
  • economic substance requirements
  • marketing of investment products and services
  • anti-money laundering and counter-terrorist financing, including delegation, reliance on third parties and designation of compliance and money laundering reporting officers
  • anti-bribery and corruption
  • regulatory investigations
  • FATCA
  • data protection, including GDPR and local legislation
  • market abuse and insider dealing
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25 March 2019

A guide to applications for liquor licences in Guernsey

When is a Liquor Licence required? The sale and supply of alcohol in Guernsey and Herm is regulated by the Liquor Licensing (Guernsey) Ordinance, 2006 (the Ordinance). It is an offence under the Ordinance for a person to sell...

20 February 2017

The Island Development Plan Experience: Three Months’ On

It was Bob Dylan back in 1964 that said “the times they are a-changin’ ”. That phrase was as relevant then as it is now, particularly so with the seismic geopolitical adjustments we see domestically and...