A fresh approach to
Regulatory Advice

Regulatory

Our team has significant expertise in advising financial institutions and other financial services clients, including fund administrators, trust companies, investment managers, investment funds, banks and insurance companies on a wide range of regulatory matters including:

  • regulatory applications and notifications, including new licences, variations or cancellations of existing licences and others
  • regulatory implications of mergers, acquisitions and reorganisations, including obtaining regulatory approval for changes of ownership or control
  • economic substance requirements
  • marketing of investment products and services
  • anti-money laundering and counter-terrorist financing, including delegation, reliance on third parties and designation of compliance and money laundering reporting officers
  • anti-bribery and corruption
  • regulatory investigations
  • FATCA
  • data protection, including GDPR and local legislation
  • market abuse and insider dealing
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Guernsey’s recent public statements: re-stating the obvious for boards!

A number of recent regulatory public statements and enforcement orders made in Guernsey by the Island’s regulator, the Guernsey Financial Services Commission (the GFSC), has reinforced Guernsey’s strong commitment to taking...

02 October 2020

Ferbrache & Farrell recommended across five practice areas in The Legal 500 2021 UK rankings

After less than four years in operation, Ferbrache & Farrell continues its upwards progression in the rankings of The Legal 500 United Kingdom Solicitors 2021 edition. One of the leading directories for the legal industry...