A fresh approach to
Regulatory Advice

Regulatory

Our team has significant expertise in advising financial institutions and other financial services clients, including fund administrators, trust companies, investment managers, investment funds, banks and insurance companies on a wide range of regulatory matters including:

  • regulatory applications and notifications, including new licences, variations or cancellations of existing licences and others
  • regulatory implications of mergers, acquisitions and reorganisations, including obtaining regulatory approval for changes of ownership or control
  • economic substance requirements
  • marketing of investment products and services
  • anti-money laundering and counter-terrorist financing, including delegation, reliance on third parties and designation of compliance and money laundering reporting officers
  • anti-bribery and corruption
  • regulatory investigations
  • FATCA
  • data protection, including GDPR and local legislation
  • market abuse and insider dealing
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08 February 2021

Tree Protection Orders: a 2021 update

Back in 2019, which seems a long time ago now, we wrote an article entitled “Protected Trees on your Guernsey Property”, which looked at the Tree Protection Order (TPO) mechanism in Guernsey planning law. That position is now...

03 December 2020

Must the holiday come to an end? Stamp Duty Land Tax - residential English property

With all the many changes taking place in the communities in which we live, it is hardly surprising that variations are also taking place in the world of tax. Current SDLT climate There has been much in the press about...